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TheSecuritiesExchangeActof1936establishedtheSecuritiesandExchange(61)
问题详情
TheSecuritiesExchangeActof1936establishedtheSecuritiesandExchange(61)(SEC)andgaveitauthority(62)thesecuritiesmarkets.Allbrokersanddealersdoingbusinessintheorganizedmarketsmustregister(63)theSEC.Abrokerassiststhetradingprocessbybuyingorsellingsecuritiesinthemarketfora(n)(64).Adealersatisfiesinvestors"tradesbybuyingandsellingsecuritiesfromhisowninventory.Inaddition,attemptsto(65)securitiespricesweredeclaredillegal.(46)
A.Committee
B.Commission
C.Congress
D.Convention
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