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TheSecuritiesExchangeActof1936establishedtheSecuritiesandExchange(61)

2020-11-07 12:45:39 问答库 阅读

问题详情

TheSecuritiesExchangeActof1936establishedtheSecuritiesandExchange(61)(SEC)andgaveitauthority(62)thesecuritiesmarkets.Allbrokersanddealersdoingbusinessintheorganizedmarketsmustregister(63)theSEC.Abrokerassiststhetradingprocessbybuyingorsellingsecuritiesinthemarketfora(n)(64).Adealersatisfiesinvestors"tradesbybuyingandsellingsecuritiesfromhisowninventory.Inaddition,attemptsto(65)securitiespricesweredeclaredillegal.
(46)
A.Committee
B.Commission
C.Congress
D.Convention

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